My review of the book The Sardar Sarovar Project – Assessing Economic
and Social Impacts, by S. Jagadeesan and M. Dinesh Kumar (Sage 2015) has appeared in Frontline, print edition dated 21 Aug 2015. It can be accessed at http://www.frontline.in/books/a-weak-defence/article7495052.ece?homepage=true
However, with the word limit of Frontline, that review had to leave out many important points. A longer of version of the review is given here.
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REVIEW : LONGER VERSION
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However, with the word limit of Frontline, that review had to leave out many important points. A longer of version of the review is given here.
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REVIEW : LONGER VERSION
The Sardar Sarovar project (SSP) on the Narmada river- one of India’s
largest dam, hydropower and irrigation project – has also been among the most
controversial ones in the country.
Particularly since last 30 years, protests against the project have come
together in the form of a highly organised, structured, valley-wide movement
under the name of Narmada Bachao Andolan, one of India’s most intense mass
struggles. The NBA, while it began with the issues of displacement and
rehabilitation, have questioned the very desirability of such projects, arguing
powerfully that the cost from such projects far out-weigh the benefits, and
that such projects are neither equitable, not sustainable.
Against this background a book that claims to present
research “about the direct and indirect impacts of large water recourse
projects… through a comprehensive study of
one of the most magnificent yet controversial multipurpose water
project.. the SSP on Narmada River…” naturally
elicits great interest. The Sardar Sarovar Project – Assessing Economic and Social
Impacts, by S. Jagadeesan and M. Dinesh Kumar (Sage 2015) further raises
expectations when it says that the overall objective of the research was to “undertake
a comprehensive evaluation of the current and likely future impacts of the Sardar
Sarovar Narmada project in Gujarat on the social, economic, and ecological/
environmental fronts…” This it does based on an “intensive empirical
field-level research carried out extensively in different locations across the
designated command area of SSP”. The expectations are tempered to some extent when
one sees that the research which is at the core of the book has been supported
by the Sardar Sarovar Narmada Nigam Limited (SSNNL), the Government of Gujarat
agency that is building the dam and the project. One of the two authors of the
book has also been the Managing Director of the SSNNL.
Unfortunately, the book fails to do justice to its ambitious
objectives and even the tempered expectations. The evaluation is not
comprehensive in the economic aspects, and it barely scratches the surface in
looking at the social and environmental issue. Moreover, serious methodological
issues cast a shadow on several of its findings. Disappointingly, it has also side-stepped the core
issues in the debate surrounding the SSP in particular and large dams in
general.
Structure of the Book
The authors say that in the past, assessment of irrigation
projects has been done mainly in terms of the areas irrigated, whereas projects
like the SSP have many more direct and indirect benefits, and they have
attempted to assess the impact of the project in terms of all of these. They
evaluate the following benefits of the project, namely, improving groundwater
regimes in overexploited regions of Gujarat, impact of canal irrigation, impacts
of drinking water supply and indirect impacts of irrigation and drinking water
supply including on health, on savings in electricity for groundwater pumping
and others. These are presented in four chapters of the book. Two more chapters
talk about the environmental externalities of the project and impacts on
displaced populations. Another chapter suggests ways for maximising future
benefits of the project and minimising negative impacts. Four chapters at the
beginning of the book introduce the topic, set the global context and describe
the Narmada Basin and the Sardar Sarovar project and the approach and
methodology of the study, including the sample size and locations of the
survey. The concluding chapter summarises the book and lays out some learnings.
Findings
Interestingly, the authors begin not with the benefits of
irrigation but with the benefits accruing from increased groundwater recharge
asserting that “One of the most significant, yet unintended, benefit of SSP is
the improvement in groundwater conditions in the command are owing to recharge
from irrigated fields and seepage from canal”.
They compare the groundwater levels and their rise or
fall in 7 districts of the command,
namely Ahmedabad, Banaskatha, Baroda, Bharuch, Kheda, Mehsana and Surendranagar for periods pre and
post-Narmada irrigation. The comparison in fact shows rather uneven
impacts. In Kheda district, rate of
groundwater rise has fallen sharply after the advent of the Narmada canals. In
Ahmedabad, the rate of rise has increased for October (comparing October of pre-Narmada with
October of post Narmada) but has fallen for January and May. In Mehsana in
north Gujarat, where falling groundwater levels are of great concern, the rate
of groundwater rise has fallen for October after the canal irrigation has
started but has gone up for May and January.
Similar results were seen for quality of ground water.
Comparing the Total Dissolved Solids (TDS) level for pre and post-Narmada canal
advent, the study finds that in Mehsana, the TDS levels began rising after the
Narmada canal irrigation came in. In some of the other districts, the rates at
which TDS levels were falling decreased. In some cases, these rates increased.
In others words, both on quality and quantity of groundwater, the impact of
canal irrigation has been mixed. Even before the Narmada canals came in,
groundwater levels in several districts were rising, and TDS levels were
falling.
Interestingly, in presenting the conclusions, the book
attempts to put a positive angle to this by saying, for example that “TDS
values either continued to decline at lower rates (Bharuch, Baroda,
Surendranagar) or started showing positive reversal of trend…post Narmada.”[1]
In the case of benefits of canal irrigation – either
directly by canals, or by farmers lifting water from the canals using pumps –
the book finds that wherever this irrigation has come, the area under
irrigation went up substantially. Cropping pattern shifted towards more
irrigated crops, and more remunerative crops. Moreover, crop yields went up, as
did gross income for farmers. Livestock holding has slightly increased, and
income from livestock has gone up. Overall, farm surplus has gone up for
farmers in all districts as compared to the situation before advent of Narmada canal
irrigation, as also when compared to farmers outside the command.
Some of the findings are along expected lines – when canal
irrigation comes in, irrigated area will go up, crops will shift to more cash
crops, and crop yields will go up. What is important is the extent to which this
happens, and whether benefits accrue to small or large farmers, or to both, and
to what extent. Yet, the estimates of extent of these benefits have several
methodological concerns, some of which the book has itself highlighted, some
which it has missed.
One of the most important issues is about who the
beneficiaries of the project are. The survey results presented indicate that
only large and very large landholders seem to have been considered. Take table
6.2 which gives change in the irrigated area in four districts before and after
Narmada. The biggest change has occurred in Bharuch district, where the area
irrigated per farmer has gone up from 1.27 ha to 5.11 ha. Since this is gross
irrigated area, we divide it by the intensity of irrigation to get the net
irrigated area. The year for which this figure is presented is not given, but we
take the post-Narmada year to be around 2010, inferred from references in the
book. Official data[2]
puts irrigation intensity in Bharuch district in 2006-07 at 104.71%, so to be
on the conservative side, we take this as 150% for 2010, and hence the net
irrigated area comes to 3.4 ha. Again, assuming conservatively that all land
held is irrigated, land held or operated per farmer comes to 3.4 ha. Looking at
the land operation holding statistics for Bharuch districts, one sees that 73%
of the farmers operate less than 3 ha of land. This means that the sample here
represents only the top 25% of land holders.
Similar calculations based on table 6.3 show that the sample surveyed of farmers lifting water
from canal in Bharuch district (where irrigated area per farmer went up from
7.19 ha to 25.05 ha) represents only the highest land holding farmers at top
2%, and excludes 98% of the landholders. The text also mentions that in Ahmedabad
district, the average gross cropped area went up from 5.28 ha to 17.28 ha.
Again, calculations show that this means that the average farmer represented in
this survey was from the top 4% of landholders.
In sum, it appears that in most of the high gains in
irrigation benefits (and therefore also the subsequent benefits of increase in
agricultural production and income) seem to be for very large landholders.
Indeed, the survey itself seems to have been biased towards large farmers as a
sample. Literature shows that such big canal based irrigation projects generally
benefit large farmers much more. It would have been useful if the book had
assessed the benefits accruing also to smaller farmers, which is the overwhelming
majority in the state.
An important anomaly
appears in the findings when the authors say that the gross cropped area
in Ahmedabad district in areas irrigated by canal lifts went up from 5.28 ha
(per farmer) to 17.28 ha. However, table 6.3 gives the area irrigated by canal
lifts in the district as 8.23 ha and 14.17 ha for the pre and post Narmada
periods. This means that area irrigated was more than the cropped area in the
pre-Narmada period! Similar anomalies are there for other cases too.
Coming to the methodological issues, the authors acknowledge
that in the longitudinal analysis used by the book, that is, the pre-and-post
intervention scenarios approach, the “effect of changes in external environment
during the time period on the impact variables has not been nullified”. In
other words, there could be factors other than the irrigation which would have
changed in the pre and post periods and which could have influenced the income,
yields etc. but these have not been accounted for. One such factor explicitly
noted by the authors is that the impact of inflation has not been considered
when looking at farm incomes in the pre and post scenarios. Similarly,
comparison between farmers in and outside command was done for different years,
and “the market situation had changed during this period”. Apart from these
aspects which have been acknowledged by the authors, there are several other
issues.
One is that the time periods and years when the” pre” and
“post” surveys were carried out are not mentioned. It appears from the book
that the comparison is done for one year in the pre-Narmada days and one year
in the post-Narmada period. Such a one year to one year comparison is fraught
with risks of high errors, particularly in exceptional cases like one of the
end years being a drought year. The numbers – of increase in yields and
incomes, for example, should therefore be taken only as indicative, and
sometimes even the trends may be wrongly shown. The survey should have actually
captured data for a few years in the pre-Narmada period and few years in the
post-Narmada period. At the least, the authors should have also indicated the
years and period of surveys, and brought out the characteristic features – like
rainfall, for example – of these years.
Another aspect is that the survey that the authors have
carried out is a sample survey. The sample size has been given in the chapter
on methodology. However, the total population from which this sample s drawn is
not given. Thus, it is difficult to judge whether the sample size is adequate.
For example, the three categories covering irrigated areas – canal irrigation,
irrigation from canal with lifts, and well irrigators in canal command, have a
total sample size of 726 farmers, spread over 7 districts. However, the total
area commanded, and the total number of farmers who are receiving these
benefits (which would be the total population the sample is supposed to
represent) have not been given. Elsewhere,
the book mentions that the project is irrigating about 600,000 m ha. This could
represent several lakh farmers depending
upon the average land operated. Given this, a sample of 700 seems inadequate to
allow any generalisation of the findings. At the least, the authors should have presented
the population sizes along with the sample sizes, and presented their
justification for sample size that they have chosen. Similarly, authors
describe their survey sample as “multistage, stratified, random” sample.
However, the stages, clustering and strata are not given in any meaningful
detail. The authors only talk about covering all districts and agro-climatic
zones, and head and tail reaches of canals. There is no mention of
stratification as per land-holding, which is one of the important determinants
of how much the farmer benefits from such projects, as well as is one of the
crucial measures of the equity in distribution of benefits. Given that the USP of the book is its “intensive and
extensive empirical field-level research” , these issues at the least / at
best highlight the inadequacy of the
chapter on methodology which should have
dealt with all these aspects in detail, and at worst raise serious questions on
the methodology and therefore on the findings.
Another aspect is the book has not given the increase in
areas irrigated as a whole for each of the districts, but rather only for the
sample farmers that they have surveyed.
Thus, it is difficult to see the overall impact of the project till now.
The book’s survey also throws up some important trends which
have long term implications which the authors have not analysed. It shows a
shift to high input, high risk, market-oriented cropping in the SSP command, a
phenomenon seen in many other parts of the country too where such irrigation has come in. In particular, the
survey shows that while the crop yields and gross income has gone up, the costs
of inputs and cost of cultivation has also gone up sharply in most cases. This
is manifested in the net income actually going down for several crops after the
advent of irrigation. For example, the net income per hectare of paddy has gone
down by Rs 14,498 in Narmada district and Rs. 19000 in Panchamahal district
after irrigation from Narmada has started. It is true that as of now, for most
crops, the increase in yields and better prices in the market outweigh the
increase in cost of cultivation, but experience in other parts of the country –
for example in Punjab and Haryana – has shown that this gap would narrow in the
coming years and more and more crops could become un-remunerative for the
farmers, even as the yields would go up.
“One of the land mark impacts of the Narmada project has
been on the improved access to drinking water,” the authors assert. In fact,
the drinking water benefits – the project is to supply municipal water to more
than 9000 village and 125 towns – have an interesting history. This was not a
component of the project at all, except to make available the waters for the
municipal authorities to pick up and use. But as the project came under
increasing criticism, the drinking water supply part was added, with the
proposed number of beneficiary villages and towns increasing every few
years. What is equally important, the
project, whose main justification was to provide waters to the drought prone
areas of Saurashtra and Kutch, was (is) actually providing very little to these
areas in terms of irrigation. When this became an issue, the state responded
by adding the drinking water component
with promise to provide all villages, towns and cities in Saurashtra and Kutch with municipal waters from the
project. Hence, this component has high political importance.
The book finds mixed impact of the drinking water component
of the project. On one hand, the project claims (and the book does not
question) that 24.3 million people are
directly benefitted. The authors have surveyed Jamnagar and Bhuj cities, and
the rural hinterlands around both for the impacts of drinking water. They find
that the Narmada pipeline has replaced all other sources as the source of
drinking water. However, they found that in “both rural and urban areas of
Bhuj, the frequency of water supply actually reduced after introduction of the
Naramda canal based water supply”. Moreover, large proportion of families
“ranging from 25% for rural Bhuj and rural Jamnagar to 75% for Bhuj town to 80%
for Jamnagar town received water supply only on alternate days …” post-Narmada.
The distance to water sources reduced for most people after Narmada canal based
scheme was introduced, with many more getting water within dwelling, within
premises or near premises. Yet, there was only marginal reduction on the time
spent on collecting water, nor was there “any significant change in terms of the
volumetric daily water consumption by the households post Narmada canal-based
piped water supply.”
One of the most important impacts was that most households expressed that there was
improvement in the water quality post Narmada, that the water was soft.
The authors however do not analyse the reasons about this
uneven performance of the water supply scheme.
Could it be that diversions over and above those in the original plans
to politically and economically powerful centres like industries and cities
like Baroda and Ahmedabad be a reason? Or
that a system of water supply to thousands of decentralised centres from
a centralised source, transferring water from several hundred kilometres has
some inherent limitations and problems? Such analysis is critical to understand
the efficiency and efficacy of the drinking water system for SSP and whether
it is an optimal way to address the
domestic water needs.
The section on environmental externalities is very
inadequate as it does not deal with most of the environmental problems. Only a
few random issues are addressed. The authors are optimistic that the problems
of waterlogging will not occur in the SSP area, as there are extensive
groundwater withdrawals in the command. However, this is not a correct
reasoning, for the real dangers of waterlogging will come within areas
underlain with saline soils and water, as the experience of Punjab and Haryana
has shown.
The most astonishing argument made by the authors is about
the “ecological benefits accrued through the release of water into environmentally
stressed rivers of Gujarat” – one example of which is the famous Sabarmati
river front project. They argue that
rising incomes increase people’s demands for environmental services, and as
Gujarat’s income has grown, so have the need for these, including the “desire
to re-establish the flow regimes in the rivers…whose natural flows have been
drastically altered due to diversions or impoundments…Government of Gujarat
took a major initiative to release a part of unutilised flow from the Sardar
Sarovar reservoir into these rivers to improve their ecological health ….” In
other words, what they argue is that people of Gujarat have destroyed their own
rivers through diversions and dams, but now are using their wealth to dam and
divert the Narmada to make their rivers ecologically healthy. This is not only
a highly distorted understanding of what ecological health should mean, but it
is also a justification for the rich grabbing resources.
The chapter on socio-economic impacts on displaced
population lists how many oustees have been displaced and settled, and how most
of them have got 5 acres of land. First, the study looks only at resettlement
in Gujarat and not M.P. and Maharashtra – which have the lion’s share of
displaced populations. Moreover, the rather straightforward and almost
algebraic description of displacement glosses over the massive suffering that
thousands of people have faced for decades, and continue to do so and the fact
that while there has been some improvement in resettlement policy, it has come
mainly because of the intense, relentless and arduous struggles being waged by
the oustees, and not through any goodwill of the Government. It shows none of the problems that even the
resettled people continue to face. However, we can still get some indications
from some discussions in the chapter. For example, the authors mention that
only 10% of the gross cropped area in the resettlement sites was under
irrigation - even though the oustees are supposed to get irrigated land in the
command. The authors also mention that 80 out of 126 resettlement sites are in
the command and hence are “likely to receive Narmada waters”. No time is mentioned. Also, this means 46
sites are out of the command. At another place, where coping strategies during
droughts and stress are described, the authors mention that in their original
villages, oustees had their indigenous institutions of mutual support, and the
natural capital like forest produce, meat and fish. In the resettlement sites
their new coping strategies include “outmigration …in search of casual work…
reduction in use of purchased inputs…”.
However , the chapter ends with an acknowledgement that this had been a
weak area for SSP.
Major Shortcomings
The book has two major shortcomings. First, for a book that
sets out to do a comprehensive economic assessment, it strangely has left one
side of the balance sheet – the costs – completely blank. In the entire study,
there is little about the costs that have been paid or need to be paid to
obtain the benefits described. Some of
these costs are the overarching and broader huge financial, social and
environmental costs of the project, which have not been looked at by the book. For example, the book , the mentions only in
passing the total financial cost of the project, expected to be more than Rs.
50,000 crores at least, just for the irrigation component. At the same time,
some of the internal costs – which are part and parcel of the benefit being
studied, have also been ignored. For example, the authors have counted huge
savings in electricity costs of pumping ground water as one of the important
benefits. These saving have accrued because canal waters have seeped into the
ground and led to rise in groundwater levels. However, they have ignored the
fact that in large parts of the command, particularly in the entire Saurashtra
and Kutch, water has to be lifted and pumped up. Both the Kutch and Saurashtra
branch canals will get water from the main canal only through massive pumps.
This energy consumption is not counted.
Similarly, the rise in groundwater levels due to seepage
from canals is considered, as mentioned earlier, as one of the most significant
and unintended benefit. However, this ignores the fact that irrigation from
canal waters is a zero sum game. If some water seeps out, this means that
another part of the canal command will not get that water. It should be kept in
mind that SSP canal command has been designed assuming a very high irrigation
efficiency of 60%, thus assuming few losses. But this “cost” of the enhanced
ground water recharge has not been taken into account, nor the fact that this
groundwater recharge will be a transient benefit, till other parts of command
claim their right.
The important point about costs not being addressed is that
the criticism about SSP has essentially about benefits for whom, and at what
costs, and making realistic estimates of benefits. In other words, the a core
of the debate has been about “net cost benefit” as is also recognised by the
blurb on the back cover of the book. Yet, there is no attempt to even look at
these costs. It is ironic that at one place, the authors state how “continuous
increase in groundwater irrigation [in Gujarat] came with a huge social,
economic and environmental costs…”, and therefore justify Narmada waters coming
into this area to replace or supplement ground water irrigation, but forget
that Narmada waters can come to the area only with similar huge social,
economic and environmental costs.
The second major shortcoming is that the study has not
addressed the broader issues that have been raised in the protests and
challenges against the project. One such issue is the fact that the irrigation
benefits from the project are to accrue mainly to the water rich areas of
Gujarat, and the drought prone areas, particularly Saurashtra and Kutch are to
get very small shares. The authors do
not touch this issue, even though they note that “areas which now receive the
water from Narmada canals by gravity mostly fall in the high rainfall areas”
and also argue that the better economic gains can be made if the Narmada waters
are used in the water scarce areas.
Another issue is about the time that such projects take to
deliver benefits, which is also another form of cost. While the protests and
struggles are (wrongfully) blamed for the delay in the project, it is now
almost 15 years since 2000, when the
Supreme Court gave the final go ahead to the project. Yet, the authors
note that only one third of the command is still irrigated (and that too the
high rainfall areas mainly) but do not raise any issues about this. Similarly,
while at one place the authors lament about how Kutch has been thirsty for
nearly two centuries they do not question why this has been so and whether
there has been no other way to address the drinking water needs of the district
for 20 decades, when these needs constitute a small quantity of water compared
to irrigation needs, and when the district itself has been growing water
intensive crops like sugarcane. The authors do not even question that even if
Kutch had to be given waters from another dam far away, why was it not
given water from the Mahi Kadana dam,
which was completed as far back as 1979? Ironically, the drinking water component
analysed by the authors, and what is now called the Narmada canal based water
supply project actually has also waters from the Mahi project. So why could
this not have been done in 1979 itself and cut Kutch’s wait by 30 years?
The other and equally important broader issue of the debate
is whether water needs of the regions can be met by any other means, and how
these means compare with the SSP in terms of the balance of benefits and costs
– in other words, the issue of alternatives. The book makes a passing, and
incorrect reference that “those who critiqued dam building never mooted such
convincing alternatives to the Sardar Sarovar”. In fact, one of the important
grounds for challenging the SSP was that there were much better alternatives.
It is interesting that another recent study (Shah et al 2009)[3]notes
that “Canal-irrigated South and Central Gujarat should have led Gujarat’s
agricultural rally. Instead it is dry Saurashtra and Kachchh, and North Gujarat
that have been at the forefront. These could not have performed so well but for
the improved availability of groundwater for irrigation. Arguably, mass-based
water harvesting and farm power reforms have helped energise Gujarat’s
agriculture.” The study also shows how in the Gujarat decentralised water
harvesting structures have served by far the largest acreage and have had the
highest water productivity.
The book under review does not even ask this question about
whether any alternatives are there and if so, how they fare vis-à-vis SSP.
All in all, the book presents some empirical research on the
impacts of irrigation and drinking water from Narmada in various parts of
Gujarat, and this research shows mixed results. Some benefits have been
achieved, at some places, and at others the impact has been lesser.
Methodological issues also bring in significant margins of errors to several of
these results. However, this effort falls far short of any “comprehensive
evaluation” of the SSP, an objective that the book has set out for itself. This
is partly because it does not address or include any costs, thus evading
completely the “net cost benefit” issue. Given this, whatever benefits are
presented for Narmada project, cannot be used to justify such projects as the
chosen or optimal interventions, simply because the book has refrained from
touching the two aspects necessary to reach such a conclusion – the
cost-benefit balance, including the distribution of the costs and benefits in
terms of who benefits and who pays the costs, and the question about whether
similar benefits can be obtained by any other means which offer a better cost-benefit
balance, that is, the question of alternatives.
In refraining from addressing these two issues, and also the
set of broader issues that are at the heart of the struggle against the SSP,
the book has limited its own scope to a fairly narrow one, one that then also
limits its utility in terms of any conclusions about the need, desirability and
viability of large scale dam projects like the SSP. It also falls far short of
its own objectives, that of a “comprehensive evaluation” of the SSP. For that,
we have to wait another research, another publication.
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Notes:
I am extremely grateful to Himanshu Thakkar, Himanshu
Upadhyaya, K.J. Joy, Rohit Prajapati and Nandini Oza for their comments on the draft of this
review. I am also grateful to Ann Josey for important insights into some of the methodological aspects. Needless to add, I alone am responsible for the contents of the review.
All quotes are from the book, unless indicated otherwise.
[1] When
the rate of TDS increase is declining, the book calls it positive impact, but
when the rate of TDS declining decreases, the book does not count it as a
negative impact! (Page 91, 3rd para)
[2] From Statistical
Abstract Gujarat, 2011
[3] Shah
Tushaar, Ashok Gulati, Hemant P, Ganga Shreedhar, R C Jain (2009): Secret of
Gujarat’s Agrarian Miracle after 2000, in Economic & Political Weekly
EPW December 26, 2009 Vol XLIV No 52